Legal Information

Alvarium is the trading name for a group of affiliated businesses that are subsidiaries of a UK holding company, Alvarium Investments Limited (UK company number 09111421). Directors, senior management team members and other representatives of Alvarium Investments Limited may refer to themselves as “partners”. The term “partner” is not intended to, and shall not be deemed to, carry any legal consequences for those individuals or for Alvarium Investments Limited, its subsidiaries or affiliated entities.

Alvarium is the trading name used by a group of companies which are owned or controlled by Alvarium Investments Limited including those listed below. Different services are offered by different entities which use the Alvarium trading name.

Alvarium RE Limited is authorised and regulated by the Financial Conduct Authority (FCA number 582903). The company is registered in England and Wales and has its registered office and place of business at 10 Old Burlington Street, London, W1S 3AG (Company Number 06931299).

Alvarium Investment Advisors (UK) Limited is authorised and regulated by the Financial Conduct Authority (FCA number 541713). The company is registered in England and Wales and has its registered office and place of business at 10 Old Burlington Street, London, W1S 3AG (Company Number 07466401).

Alvarium Investment Managers (UK) LLP is authorised and regulated by the Financial Conduct Authority (FCA number 455686). The company is registered in England and Wales and has its registered office and place of business at 10 Old Burlington Street, London, W1S 3AG (Company Number OC320692).

Alvarium PO Limited is registered with HMRC as a trust and company services provider (MLR Registration Number 12828394). The company is registered in England and Wales with its registered address at 10 Old Burlington Street, London, W1S 3AG (Company Number 05897038).

Alvarium PO (Payments) Limited is authorised and regulated by the Financial Conduct Authority to act as an insurance intermediary (FCA No. 315313). The company is registered in England and Wales and has its registered office and place of business at 10 Old Burlington Street, London, W1S 3AG (Company Number 03483223).

Alvarium MB (UK) Limited is an appointed representative of Alvarium RE Limited which is authorised and regulated by the Financial Conduct Authority. Alvarium MB (UK) Limited has FCA number 824598. The company is registered in England and Wales and has its registered office and place of business at 10 Old Burlington Street, London, W1S 3AG (Company Number 11446512).

Alvarium CoRe Partners LLP is an appointed representative of Alvarium RE Limited which is authorised and regulated by the Financial Conduct Authority. Alvarium CoRe Partners LLP has FCA number 841176. The company is registered in England and Wales and has its registered office and place of business at 10 Old Burlington Street, London, W1S 3AG (Company Number OC427072).

Alvarium Social Housing Advisors Limited is an appointed representative of Alvarium RE Limited which is authorised and regulated by the Financial Conduct Authority. Alvarium Social Housing Advisors Limited has FCA number 815126. The company is registered in England and Wales and has its registered office and place of business at 10 Old Burlington Street, London, W1S 3AG (Company Number 11471368).

Alvarium Fund Managers (UK) Limited is authorised and regulated by the Financial Conduct Authority (FCA number 751355). The company is registered in England and Wales and has its registered office and place of business at 10 Old Burlington Street, London, W1S 3AG (Company Number 09921853).

Albacore SA is a Swiss investment adviser which is registered with the Organismo di Autodisciplina dei Fiduciari del Cantone Ticino.

Alvarium Investment Advisors (Suisse) S.A is registered with the Verband Schweizerischer Vermögensverwalter (VSV) and has its registered office and place of business at 8, rue Saint-Léger CH-1205 Geneva.

Alvarium Investment Advisors (Portugal) – Empresa de Investimento, S.A. is an investment advisor registered with the Comissão do Mercado de Valores Mobiliários with its registered address at Rua Barata Salgueiro, nº 30 7ºEsq/8º, 1250-044 Lisboa.

Alvarium Investment Advisors (France) SAS is an investment adviser which is authorized and regulated in France by the Autorité des Marchés Financiers (AMF) (AMF No GP 00-037) with its registered address at 35, Avenue Franklin D. Roosevelt, 75008 Paris

Alvarium Investment Advisors (Hong Kong) Limited is an investment advisor and asset manager licensed by the Hong Kong Securities and Futures Commission (Central Entity number AJF298) with its registered address at Suite 3801 One Exchange Square, 8 Connaught Place, Central, Hong Kong.

Alvarium Investment Managers (US), LLC is registered with the U.S. Securities and Exchange Commission (CRD number 285731) and has its registered office at 2711 Centerville Road, Suite 400, Wilmington, DE 19808 and place of business at 1111 Brickell Avenue, Suite 2802, Miami, FL 33131.

Alvarium Investment Advisors (US) Inc is registered with the U.S. Securities and Exchange Commission (CRD number 152104) and has its registered office and place of business at 1111 Brickell Avenue, Suite 2802, Miami, FL 33131.

Alvarium MB (US) LLC has its registered office at 251 Little Falls Drive, Wilmington, DE 19808 and principal office at 767 Fifth Avenue, 8th Floor, New York NY 10153.

Alvarium Investment Advisors (Singapore) Pte. Ltd is an exempt financial adviser, which is registered with the Monetary Authority of Singapore and does not provide independent investment advice.

Alvarium Investments (AUS) Pty Ltd is an investment adviser which relies on class order exemptive relief for UK regulated financial service providers granted by the Australian Securities and Investments Commission to Alvarium RE Limited

Alvarium Investments (NZ) Limited is registered in New Zealand and has its registered office at 151 Cambridge Terrace, Christchurch Central, Christchurch, 8013 New Zealand.

Whilst every effort is made to ensure that the information contained on this website is accurate and up to date. Alvarium accepts no liability to any third party for any error or omission.

The information on this website is for information purposes only and does not constitute an advertisement or a recommendation, solicitation, offer or invitation to submit an offer to, purchase or sell any investment instruments, perform any other transactions, or conclude any other legal transactions. The provision of investment services may be restricted in certain jurisdictions. You are required to acquaint yourself with any local laws and restrictions on the usage of this website and the availability of any services described therein.

By using this website, you will be deemed to acknowledge and agree to the matters set out above.

Alvarium Investment Advisors (France) – AIA FR

AIA Suisse SA – Data Privacy Notice August 2020

Alvarium Private Data Privacy Notice 2019

Alvarium Investments Data Privacy Notice 2019

Alvarium Investment Managers (UK) LLP – Execution Venue Annual Report 2019

Alvarium Order Execution Policy

Alvarium SRD Disclosure

LJ Data Privacy Notice

LJ Management Suisse Data Privacy Notice

Alvarium Investment Managers (UK) – Pillar III Disclosure – 31 December 2019

Alvarium Fund Managers (UK) Limited – Pillar III Disclosure – 31 December 2019

Alvarium RE Limited – Pillar III Disclosure – 31 December 2019

Casteel Capital LLP – Pillar III Disclosure – 31 December 2019

AFM – SRDR – Website Disclosure

Diversity, Equity & Inclusion Policy

Alvarium Anti-Bribery & Corruption Policy

Alvarium Grievance Policy

Alvarium Learning & Development Policy

Alvarium Modern Slavery Statement – October 2022

Whistleblowing Policy – Lisbon

UK Complaints Policy