Legal Information

Alvarium is the trading name for a group of affiliated businesses that are subsidiaries of a UK holding company, Alvarium Investments Limited (UK company number 09111421). Directors, senior management team members and other representatives of Alvarium Investments Limited may refer to themselves as “partners”. The term “partner” is not intended to, and shall not be deemed to, carry any legal consequences for those individuals or for Alvarium Investments Limited, its subsidiaries or affiliated entities.

Alvarium is the trading name used by a group of companies which are owned or controlled by Alvarium Investments Limited including Alvarium RE Limited, Alvarium Investments (NZ) Limited, Alvarium Investment Advisors (UK) Limited, Alvarium Investment Managers (UK) LLP, Alvarium PO Limited, Alvarium PO (Payments) Limited, Alvarium MB (UK) Limited, Alvarium MB (US) LLC, Alvarium Investment Managers (US), LLC, Guggenheim Partners Latin America, Inc, Guggenheim Investment Advisors (Suisse) S.A. and Guggenheim Investment Advisors (Hong Kong) Limited.

Alvarium RE Limited is authorised and regulated by the Financial Conduct Authority, (FCA number 582903). The company is registered in England and Wales and has its registered office and place of business at 10 Old Burlington Street, London, W1S 3AG (Company Number 06931299).

Alvarium Investments (NZ) Limited is registered in New Zealand and has its registered office at 151 Cambridge Terrace, Christchurch Central, Christchurch, 8013 New Zealand.

Alvarium Investment Advisors (UK) Limited is authorised and regulated by the Financial Conduct Authority, (FCA number 541713). The company is registered in England and Wales and has its registered office and place of business at 10 Old Burlington Street, London, W1S 3AG (Company Number 07466401).

Alvarium Investment Managers (UK) LLP is authorised and regulated by the Financial Conduct Authority, (FCA number 455686). The company is registered in England and Wales and has its registered office and place of business at 10 Old Burlington Street, London, W1S 3AG (Company Number OC320692).

Alvarium PO Limited is registered with HMRC as a trust and company services provider (MLR Registration Number 12828394) and is registered in England and Wales (No. 05897038) with its registered address at 10 Old Burlington Street, London, W1S 3AG.

Alvarium PO (Payments) Limited is authorised and regulated by the Financial Conduct Authority to act as an insurance intermediary (FCA No. 315313) and is registered in England and Wales (No. 03483223) and has its registered office and place of business at 10 Old Burlington Street, London, W1S 3AG.

Alvarium MB (UK) Limited is an appointed representative of Alvarium RE Limited which is authorised and regulated by the Financial Conduct Authority (FCA number 582903). The company is registered in England and Wales and has its registered office and place of business at 10 Old Burlington Street, London, W1S 3AG (Company Number 11446512).

Alvarium MB (US) LLC has its registered office at 251 Little Falls Drive, Wilmington, DE 19808 and principal office at 767 Fifth Avenue, 8th Floor, New York NY 10153.

Alvarium Investment Managers (US), LLC is registered with the U.S. Securities and Exchange Commission (CRD number 285731) and has its registered office at 2711 Centerville Road, Suite 400, Wilmington, DE 19808 and place of business at 1111 Brickell Avenue, Suite 2802, Miami, FL 33131.

Guggenheim Partners Latin America Inc is registered with the U.S. Securities and Exchange Commission (CRD number 152104) and has its registered office and place of business at 1111 Brickell Avenue, Suite 2802, Miami, FL 33131.

Guggenheim Investment Advisors (Suisse) S.A is registered with the Verband Schweizerischer Vermögensverwalter (VSV) and has its registered office and place of business at 8, rue Saint-Léger CH-1205 Geneva.

Guggenheim Investment Advisors (Hong Kong) Limited is an investment advisor and asset manager licensed by the Hong Kong Securities and Futures Commission (Central Entity number AJF298) with its registered address at Suite 3801 One Exchange Square, 8 Connaught Place, Central, Hong Kong.

The Guggenheim/Guggenheim Partners name is used under a license from Guggenheim Capital, LLC and none of Guggenheim Investment Advisors (Hong Kong) Limited, Guggenheim Partners Latin America, Inc., or Guggenheim Investment Advisors (Suisse) S.A. are owned or controlled by Guggenheim Capital, LLC or Guggenheim Partners, LLC.

Whilst every effort is made to ensure that the information contained on this website is accurate and up to date. Alvarium accepts no liability to any third party for any error or omission.

The information on this website is for information purposes only and does not constitute an advertisement or a recommendation, solicitation, offer or invitation to submit an offer to, purchase or sell any investment instruments, perform any other transactions, or conclude any other legal transactions. The provision of investment services may be restricted in certain jurisdictions. You are required to acquaint yourself with any local laws and restrictions on the usage of this website and the availability of any services described therein.

By using this website, you will be deemed to acknowledge and agree to the matters set out above.

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